Security Brokers, Dealers & Flotation Companies
1585 Broadway, New York, NY, 10036 Insider Ownership
Above 5% Ownership
- 6-K
- 13F-HR/A
- SC 13G
- SC TO-I
- SC 13G/A
- 424B3
- SC 13G/A
- 424B3
- 8-K
- SC 13G/A
- 4
- SC 13G/A
- SC 13D/A
- SC 13D/A
- SC 13G/A
- SC 13G
- SC 13G/A
- 4
- SC 13G
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G
- SC 13G
- SC 13G
- SC 13G
- SC 13G/A
- SC 13G
- SC 13G
- SC 13G
- SC 13G
- SC 13G/A
- 13F-HR
- 13F-HR
- 13F-HR
- 13F-HR
- 13F-HR/A
- SC 13G/A
- SC 13G
- SC 13G/A
- SC 13G
- SC 13G/A
- SC 13D/A
- SC 13D/A
- SC 13D/A
- SC 13D/A
- SC 13D/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G
- 8-K
- SC 13G/A
- SC 13G/A
- SC 13G/A
- SC 13G/A
Akram Raja
Akram Raja
19 Jan 24
Akram Raja
17 May 23
Akram Raja
03 May 22
Akram Raja
21 Jan 22
Akram Raja
14 Feb 20
Barron Francis P
Barron Francis P
21 Jan 11
Barron Francis P
30 Aug 10
Barron Francis P
30 Aug 10
Bauman Robert P
Bauman Robert P
21 Apr 04
Statement Of Changes In Beneficial Ownership Of Securities.
15 Apr 03
Statement Of Changes In Beneficial Ownership Of Securities.
13 Sep 02
Bostock Roy J
Bostock Roy J
14 Aug 15
Bostock Roy J
20 Apr 15
Bostock Roy J
23 Oct 13
Bostock Roy J
04 Oct 10
Bostock Roy J
28 Jun 10
Bowles Erskine B
Bowles Erskine B
17 May 16
Bowles Erskine B
14 Nov 14
Bowles Erskine B
17 Jul 13
Bowles Erskine B
04 Oct 11
Bowles Erskine B
31 May 11
Brennan Edward A
Brennan Edward A
05 Dec 07
Brennan Edward A
01 Feb 07
Brennan Edward A
02 Jun 05
Brennan Edward A
02 Mar 05
Annual Statement Of Changes In Beneficial Ownership Of Securities.
02 Feb 04
Brodsky Jeffrey S
Brodsky Jeffrey S
05 Sep 24
Brodsky Jeffrey S
04 Mar 24
Brodsky Jeffrey S
01 Mar 18
Brodsky Jeffrey S
19 Jan 18
Brodsky Jeffrey S
20 Oct 17
Butler Megan
Butler Megan
03 Jun 24
Butler Megan
24 May 24
Chammah Walid A
Chammah Walid A
08 Oct 10
Chammah Walid A
25 Jan 10
Chammah Walid A
21 Dec 07
Chammah Walid A
05 Dec 07
Chammah Walid A
29 Aug 05
Corley Elizabeth
Corley Elizabeth
03 Dec 21
Corley Elizabeth
03 Jun 21
Corley Elizabeth
02 Dec 19
Corley Elizabeth
04 Jun 19
Corley Elizabeth
05 Feb 18
Crawford Stephen S
Crawford Stephen S
17 Feb 17
Crawford Stephen S
06 Feb 14
Crawford Stephen S
16 Dec 13
Crawford Stephen S
24 Nov 03
Statement Of Changes In Beneficial Ownership Of Securities.
09 Dec 02
Crawley Mandell
Mandell L Crawley & Alison Jimenez
26 Jul 24
Crawley Mandell
26 Jul 24
Crawley Mandell
16 May 24
Mandell L Crawley
14 May 24
Crawley Mandell
20 Jan 23
Cruz Zoe
Cruz Zoe
11 Jan 07
Cruz Zoe
14 Dec 06
Cruz Zoe
14 Jul 06
Cruz Zoe
15 Dec 05
Statement Of Changes In Beneficial Ownership Of Securities.
09 Dec 02
Darling Alistair
Darling Alistair
02 Jun 23
Darling Alistair
03 Jun 22
Darling Alistair
03 Jun 21
Darling Alistair
04 Jun 19
Darling Alistair
27 Nov 17
Daula Thomas V
Daula Thomas V
12 Oct 06
Daula Thomas V
15 Dec 05
Daula Thomas V
27 Oct 05
Davies Howard J
Davies Howard J
14 May 15
Davies Howard J
21 May 12
Davies Howard J
20 May 11
Davies Howard J
03 Nov 10
Davies Howard J
06 Apr 06
Deregt Kenneth Michael
Deregt Kenneth Michael
16 Nov 07
Deregt Kenneth Michael
09 May 07
Deregt Kenneth Michael
16 Jan 07
Deregt Kenneth Michael
06 Jul 06
Deregt Kenneth Michael
23 Jun 05
Fleming Gregory J
Fleming Gregory J
29 Jan 14
Fleming Gregory J
14 Mar 08
Fleming Gregory J
06 Oct 06
Fleming Gregory J
25 Jan 06
Fleming Gregory J
07 Nov 03
Frank Alexander C
Frank Alexander C
25 Jan 24
Frank Alexander C
15 Dec 14
Frank Alexander C
31 Oct 14
Frank Alexander C
27 Dec 04
Initial Statement Of Beneficial Ownership.
10 Apr 03
Glocer Thomas H
Glocer Thomas H
03 Jun 24
Glocer Thomas H
03 Oct 23
Glocer Thomas H
03 Jun 21
Glocer Thomas H
14 Nov 14
Glocer Thomas H
01 Apr 09
Grossman Eric F
Grossman Eric F
20 Jan 23
Grossman Eric F
17 Jan 20
Grossman Eric F
28 Feb 19
Grossman Eric F
29 Jan 14
Grossman Eric F
20 Jan 12
Hance James H Jr
Hance James H Jr
04 Feb 20
Hance James H Jr
04 Sep 14
Hance James H Jr
21 Feb 07
Hance James H Jr
22 Jan 07
Hance James H Jr
01 Feb 05
Heleniak David W
Heleniak David W
29 Sep 06
Heleniak David W
15 Dec 05
Heleniak David W
18 May 05
Heleniak David W
18 May 05
Herz Robert H
Herz Robert H
19 Jul 24
Herz Robert H
03 Jun 24
Herz Robert H
03 Jun 22
Herz Robert H
13 Jun 18
Herz Robert H
19 Dec 14
Hirano Nobuyuki
Hirano Nobuyuki
06 Nov 15
Hirano Nobuyuki
16 Mar 09
Hotsuki Keishi
Hotsuki Keishi
26 Feb 21
Hotsuki Keishi
26 Feb 16
Hotsuki Keishi
02 Mar 15
Hotsuki Keishi
29 Jan 14
Hotsuki Keishi
24 Jan 13
Jacob John E
Jacob John E
03 Jan 06
Jacob John E
17 Mar 05
Jacob John E
01 Apr 04
Jacob John E
13 Feb 04
Statement Of Changes In Beneficial Ownership Of Securities.
09 May 02
James Erika H
James Erika H
02 Jun 23
James Erika H
08 Jun 22
James Erika H
07 Jan 22
James Erika H
08 Jun 20
James Erika H
16 Aug 19
Johnston Charles D
Johnston Charles D
07 Apr 20
Johnston Charles D
26 May 17
Johnston Charles D
22 Dec 14
Johnston Charles D
30 Jun 14
Johnston Charles D
08 Jan 10
Kamezawa Hironori
Kamezawa Hironori
21 May 21
Kelleher Thomas Colm
Kelleher Thomas Colm
22 Aug 24
Kelleher Thomas Colm
22 Aug 23
Kelleher Thomas Colm
03 Mar 17
Kelleher Thomas Colm
23 Jul 15
Kelleher Thomas Colm
27 Mar 08
Kempf Donald G Jr
Kempf Donald G Jr
08 Jul 05
Kempf Donald G Jr
16 Dec 04
Kempf Donald G Jr
02 Dec 03
Statement Of Changes In Beneficial Ownership Of Securities.
09 Dec 02
Kidder C Robert
Kidder C Robert
26 Jul 18
Kidder C Robert
03 Jun 13
Kidder C Robert
20 May 10
Kidder C Robert
04 May 05
Kidder C Robert
24 Jun 03
Kleinfeld Klaus
Kleinfeld Klaus
25 Apr 17
Kleinfeld Klaus
16 Oct 14
Kleinfeld Klaus
03 Sep 13
Kleinfeld Klaus
28 Dec 10
Kleinfeld Klaus
18 Jul 07
Knight Charles F
Knight Charles F
02 Aug 07
Knight Charles F
02 Jul 07
Knight Charles F
05 Sep 06
Knight Charles F
02 Aug 04
Knight Charles F
01 Apr 04
Leibowitz Shelley B
Leibowitz Shelley B
13 Dec 23
Leibowitz Shelley B
02 Jun 23
Leibowitz Shelley B
04 Mar 20
Leibowitz Shelley B
19 Nov 19
Leibowitz Shelley B
03 Oct 18
Luczo Stephen J
Luczo Stephen J
25 Nov 20
Luczo Stephen J
08 Jun 18
Luczo Stephen J
26 Aug 09
Luczo Stephen J
15 Nov 07
Luczo Stephen J
07 Feb 07
Lynch Gary G
Lynch Gary G
14 Jul 11
Lynch Gary G
22 Jan 10
Lynch Gary G
22 Jan 07
Lynch Gary G
15 Dec 05
Lynch Gary G
18 Oct 05
Mack John J
Mack John J
16 Aug 19
Mack John J
07 Jun 19
Mack John J
15 Aug 17
Mack John J
27 Mar 07
Mack John J
05 Jul 05
Madigan John W
Madigan John W
01 Aug 14
Madigan John W
28 Feb 13
Madigan John W
05 Feb 13
Madigan John W
10 May 10
Madigan John W
27 Jan 06
Marsh Miles L
Marsh Miles L
19 Apr 12
Marsh Miles L
20 Mar 06
Marsh Miles L
16 Mar 06
Marsh Miles L
23 Dec 04
Statement Of Changes In Beneficial Ownership Of Securities.
02 May 03
Miles Michael A
Miles Michael A
01 Jun 09
Miles Michael A
01 Apr 08
Miles Michael A
03 Apr 06
Miles Michael A
01 Dec 04
Miles Michael A
24 May 04
Miscik Judith A
Miscik Judith A
02 Jun 23
Miscik Judith A
04 Jan 22
Miscik Judith A
03 Jun 20
Miscik Judith A
02 Dec 14
Miscik Judith A
10 Nov 14
Miyachi Masato
Miyachi Masato
03 Jun 22
Moser David S
Moser David S
12 Sep 05
Moser David S
16 Dec 04
Moser David S
09 Sep 04
Moser David S
24 Nov 03
Initial Statement Of Beneficial Ownership.
10 Apr 03
Nally Dennis M
Nally Dennis M
02 Aug 23
Nally Dennis M
03 Jun 22
Nally Dennis M
02 Aug 21
Nally Dennis M
03 Jun 20
Nally Dennis M
07 Jan 20
Newhouse Stephan F
Newhouse Stephan F
05 Dec 12
Newhouse Stephan F
05 Sep 12
Newhouse Stephan F
15 Sep 10
Newhouse Stephan F
06 Aug 10
Newhouse Stephan F
16 Dec 04
Nicolaisen Donald T
Nicolaisen Donald T
05 Mar 14
Nicolaisen Donald T
15 Nov 13
Nicolaisen Donald T
04 Aug 11
Nicolaisen Donald T
10 Apr 08
Nicolaisen Donald T
25 Jan 07
Nides Thomas R
Nides Thomas R
02 Sep 09
Nides Thomas R
21 Dec 07
Nides Thomas R
05 Sep 07
Nides Thomas R
06 Sep 06
Nides Thomas R
15 Dec 05
Noski Charles H
Noski Charles H
11 Dec 15
Noski Charles H
08 May 15
Noski Charles H
30 Sep 09
Noski Charles H
02 Feb 06
Noski Charles H
15 Jun 04
Ogasawara Takeshi
Ogasawara Takeshi
29 May 19
Olayan Hutham S
Olayan Hutham S
16 Nov 20
Olayan Hutham S
02 Jan 19
Olayan Hutham S
19 May 16
Olayan Hutham S
04 Jan 16
Olayan Hutham S
15 May 14
Owens James W
Owens James W
16 May 17
Owens James W
01 Oct 12
Owens James W
01 Oct 10
Owens James W
01 Apr 10
Owens James W
01 Apr 10
Phillips Jr Charles E
Phillips Jr Charles E
04 Oct 22
Phillips Jr Charles E
31 Mar 21
Phillips Jr Charles E
04 Feb 13
Phillips Jr Charles E
05 Apr 11
Phillips Jr Charles E
05 Apr 10
Pick Edward N
Pick Edward N
27 Oct 23
Edward Pick
24 Jul 23
Pick Edward N
24 Feb 23
Pick Edward N
22 Jan 21
Pick Edward N
07 Feb 20
Porat Ruth
Porat Ruth
10 Aug 22
Porat Ruth
27 Jun 18
Porat Ruth
09 Mar 18
Porat Ruth
28 Sep 16
Porat Ruth
04 Jan 12
Pruzan Jonathan
Pruzan Jonathan
25 Feb 22
Pruzan Jonathan
14 May 21
Pruzan Jonathan
22 Jan 21
Pruzan Jonathan
28 Feb 19
Pruzan Jonathan
20 Jan 17
Purcell Philip J
Purcell Philip J
01 Dec 09
Purcell Philip J
01 Jul 09
Purcell Philip J
03 Oct 06
Purcell Philip J
03 May 04
Purcell Philip J
05 Jan 04
Riefler Linda H
Riefler Linda H
03 May 24
Riefler Linda H
04 Dec 23
Riefler Linda H
16 Feb 23
Riefler Linda H
13 Feb 20
Riefler Linda H
09 Jan 09
Rooney Robert P
Rooney Robert P
21 Jan 22
Rooney Robert P
25 Aug 20
Rooney Robert P
23 Jul 20
Rooney Robert P
22 Nov 19
Rooney Robert P
22 Nov 19
Rosenthal James A
Rosenthal James A
17 Jun 21
Rosenthal James A
13 Apr 18
Rosenthal James A
06 Mar 12
Rosenthal James A
20 Jan 12
Rosenthal James A
16 Feb 11
Saperstein Andrew M
Saperstein Andrew M
25 Feb 22
Saperstein Andrew M
09 Feb 22
Saperstein Andrew M
22 Jan 21
Saperstein Andrew
10 May 06
Saperstein Andrew
10 May 06
Schapiro Mary L
Schapiro Mary L
02 Jul 14
Schapiro Mary L
26 Apr 13
Schapiro Mary L
02 Nov 05
Schapiro Mary L
28 Apr 05
Statement Of Changes In Beneficial Ownership Of Securities.
09 Oct 02
Scott Robert G
Scott Robert G
10 May 18
Scott Robert G
08 Mar 06
Scott Robert G
04 Oct 05
Scott Robert G
16 Oct 03
Statement Of Changes In Beneficial Ownership Of Securities.
01 Oct 02
Scully Robert W
Scully Robert W
14 Dec 23
Scully Robert W
10 Dec 21
Scully Robert W
18 Dec 19
Scully Robert W
03 Oct 19
Scully Robert W
29 Jul 14
Sexton O Griffith
Sexton O Griffith
11 Mar 24
Sexton Barbara
09 Jun 20
Sexton O Griffith
15 May 14
Sexton O Griffith
21 Nov 11
Sexton O Griffith
01 May 09
Sidwell David H
Sidwell David H
17 May 24
Sidwell David H
23 May 22
Sidwell David H
20 May 19
Sidwell David H
19 May 14
Sidwell David H
22 Dec 05
Simkowitz Daniel A
Daniel A. Simkowitz
17 Jul 24
Simkowitz Daniel A
16 May 24
Simkowitz Daniel A
21 Jul 23
Simkowitz Daniel A
01 Feb 23
Simkowitz Daniel A
29 Jul 16
Smith Charles Aubrey Iii
Smith Charles Aubrey Iii
19 Apr 24
Smith Charles Aubrey Iii
19 Apr 24
Smith Charles Aubrey Iii
19 Jan 24
Smith Charles Aubrey Iii
21 Jul 23
Charles A. Smith
19 Jul 23
Tamakoshi Ryosuke
Tamakoshi Ryosuke
21 Jul 11
Tanaka Masaaki
Tanaka Masaaki
20 May 11
Tanaka Masaaki
02 Oct 08
Tanaka Masaaki
30 Jul 07
Tanaka Masaaki
25 May 07
Taubman Paul J
Taubman Paul J
01 Nov 24
Taubman Paul J
08 Mar 19
Taubman Paul J
22 Mar 17
Taubman Paul J
15 Nov 16
Taubman Paul J
20 Jan 12
Traquina Perry M
Traquina Perry M
03 Feb 21
Traquina Perry M
03 May 19
Traquina Perry M
24 May 17
Traquina Perry M
23 Jan 15
Traquina Perry M
23 Nov 09
Tyson Laura D
Tyson Laura D
02 Nov 17
Tyson Laura D
10 Jun 14
Tyson Laura D
04 Feb 14
Tyson Laura D
16 May 13
Statement Of Changes In Beneficial Ownership Of Securities.
11 Apr 03
Wilkins Rayford Jr
Wilkins Rayford Jr
03 Jul 07
Wilkins Rayford Jr
02 Jun 06
Wilkins Rayford Jr
05 Oct 05
Wilkins Rayford Jr
02 Jun 03
Statement Of Changes In Beneficial Ownership Of Securities.
04 Feb 03
Wirth Paul C
Wirth Paul C
03 Jan 24
Wirth Paul C
17 Aug 16
Wirth Paul C
24 Jan 13
Wirth Paul C
24 Jan 12
Wirth Paul C
25 Jan 11
Yeshaya Sharon
The 2022 Yeshaya Family Gst Trust Dba Vjn Llc
19 Jul 24
Yeshaya Sharon
19 Jan 24
Yeshaya Sharon
13 May 22
Yeshaya Sharon
21 Jan 22
Yeshaya Sharon
03 Jun 21
Zumwinkel Klaus
Zumwinkel Klaus
12 Apr 07
Zumwinkel Klaus
06 Apr 06
Zumwinkel Klaus
17 Mar 05
Zumwinkel Klaus
21 Apr 04
Zumwinkel Klaus
02 Mar 04
Barclays Plc
Report Of Foreign Private Issuer Pursuant To Rules 13a-16 And 15d-16.
09 Aug 22
Quarterly Holdings Report
23 Feb 22
11 Feb 22
Tender Offer Statement By Issuer.
15 May 14
02 Sep 09
Morgan Stanley Group Inc /de/
Prospectus Filed Pursuant To Rule 424(b)(3).
29 Apr 97
03 Apr 97
Prospectus Filed Pursuant To Rule 424(b)(3).
27 Nov 96
03 Aug 95
14 Feb 95
State Street Corp
14 Feb 18
Perretta Christopher
19 May 15
11 Feb 11
Correspondence With The Sec.
18 Nov 10
Statement Of Changes In Beneficial Ownership Of Securities.
22 Aug 00
China Investment Corp
China Investment Corp
05 Nov 13
Amended Statement Of Beneficial Ownership Of More Than 5%.
06 Feb 13
Amended Statement Of Beneficial Ownership Of More Than 5%.
14 Nov 12
Amended Statement Of Beneficial Ownership Of More Than 5%.
13 Mar 12
Amended Statement Of Beneficial Ownership Of More Than 5%.
13 Feb 12
Franklin Resources Inc
07 Feb 17
02 Feb 15
06 Nov 06
09 Feb 01
06 Jan 00
Vanguard Group Inc
11 Feb 19
11 Feb 16
10 Feb 16
12 Feb 14
12 Feb 14
Blackrock Institutional Trust Company, N.a.
23 Jan 07
23 Jan 07
26 Jan 06
17 Feb 04
13 Feb 98
Mitsubishi Ufj Financial Group Inc
Report Of Foreign Private Issuer Pursuant To Rules 13a-16 And 15d-16.
01 Jul 22
Report Of Foreign Private Issuer Pursuant To Rules 13a-16 And 15d-16.
24 May 17
Quarterly Holdings Report
14 Aug 12
Report Of Foreign Private Issuer Pursuant To Rules 13a-16 And 15d-16.
01 Feb 12
Report Of Foreign Private Issuer Pursuant To Rules 13a-16 And 15d-16.
06 Feb 09
State Street Bank & Trust Co
17 Nov 08
12 Feb 04
07 Feb 02
12 Feb 96
12 Feb 96
Sarasin & Partners Llp
Quarterly Holdings Report
19 Jan 21
Quarterly Holdings Report
13 May 19
Quarterly Holdings Report
27 Jul 15
Quarterly Holdings Report
18 Apr 11
31 Mar 11
Morgan Stanley
Prospectus Filed Pursuant To Rule 424(b)(2).
29 Oct 24
Prospectus Filed Pursuant To Rule 424(b)(2).
07 May 24
Prospectus Filed Pursuant To Rule 424(b)(2).
26 Dec 23
Prospectus Filed Pursuant To Rule 424(b)(2).
30 Aug 22
Free Writing Prospectuses - Filing Under Securities Act Rules 163/433.
30 Aug 21
Fmr Llc
09 Feb 22
14 Feb 14
16 Feb 10
10 Nov 03
11 Feb 97
Affiliate Stkhldrs Of Morgan Stanley Dean Witter Discover&co
Amended Statement Of Beneficial Ownership Of More Than 5%.
23 Jul 01
Amended Statement Of Beneficial Ownership Of More Than 5%.
23 Jul 01
Amended Statement Of Beneficial Ownership Of More Than 5%.
07 Dec 00
Amended Statement Of Beneficial Ownership Of More Than 5%.
20 Mar 98
Amended Statement Of Beneficial Ownership Of More Than 5%.
22 Aug 95
Axa Financial Inc
Amended Statement Of Beneficial Ownership Of More Than 5%.
12 Feb 10
Amended Statement Of Beneficial Ownership Of More Than 5%.
10 Dec 08
Amended Statement Of Beneficial Ownership Of More Than 5%.
14 Feb 08
16 Feb 99
14 Feb 97
Price T Rowe Associates Inc /md/
Amended Statement Of Beneficial Ownership Of More Than 5%.
14 Feb 22
Amended Statement Of Beneficial Ownership Of More Than 5%.
14 Feb 22
10 Feb 16
10 Feb 98
05 Feb 98
Blackrock Inc.
31 Jan 19
30 Jan 19
08 Jul 16
04 Feb 11
09 Feb 07
Mellon Financial Corp
Entry Into A Material Definitive Agreement, Other Events, Financial Statements And Exhibits
18 Aug 06
27 Jan 00
04 Feb 97
07 Feb 96
25 Jan 96