S&W Seed Co - Ownership SEC Filings

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S&w Seed Co

Agricultural Production-crops

NASDAQ.SANW

2101 Ken Pratt Blvd., Suite 201, Longmont, CO, 80501

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Insider Ownership

Above 5% Ownership

4
4
4
4
4/A

4
4
4
3
4

4
4
4
3

4
4
4
4
4

4
4
4
4
3

4/A
4
4
4
4

4
4
5
4
4

4
4
4
4
4

4
4/A
4
4
4

4
4
4
4
3

4
4
4
4
4

4/A
4
4
4
4

4
4
3

4
4
4
4
4

4
4
4
4
3

4
4
4
4
3

4
4
4
4
4

3
4
4
4
4

4
4
4
4
4

4
4
4/A
4
3

4
4/A
4
4
3

4
4
4
4
3

4
4
4
4
4

4
4
4/A
4
4

4
4
4
4
4

SC 13G
SC 13G
SC 13G/A
SC 13G/A
SC 13G/A

3
4
SC 13D/A
4
4

SC 13G/A
SC 13G
13F-HR/A
SC 13G
SC 13G/A

SC 13G/A
13F-HR
13F-HR
SC 13D/A
SC 13G/A

13F-HR
13F-HR
13F-HR
13F-HR
13F-HR

SC 13G

SC 13G
SC 13G/A
SC 13G/A
SC 13G/A
SC 13G/A

4
4
4
4
4

SC 13G/A
SC 13G/A
SC 13G/A
SC 13G/A
SC 13G/A

SC 13G/A
SC 13G/A
SC 13G/A
SC 13G/A
SC 13G/A

13F-NT
4/A
4
13F-NT
SC 13G/A

SC 13G
SC 13G/A
SC 13G
SC 13G
SC 13G/A

4
CORRESP
4
SC 13G
SC 13D/A

4
4
SC 13G/A
SC 13G/A
SC 13G/A

SC 13G/A
SC 13G/A
4
3
SC 13G/A

13F-HR
13F-HR
SC 13G/A
SC 13G
SC 13G/A

13F-HR
13F-HR
13F-HR/A
13F-HR
SC 13G

S-8
8-K
10-Q
8-K
4

4
4
4/A
4
4

Bornt Glen D

Bornt Glen D

04 May 17

Bornt Glen D

04 Apr 17

Bornt Glen D

22 Dec 16

Bornt Glen D

15 Dec 15

Bornt Glen D

16 Dec 14

Callachor David Thomas

Callachor David Thomas

07 Oct 21

Callachor David Thomas

15 Mar 21

Callachor David Thomas

16 Oct 19

Callachor David Thomas

31 Oct 18

Callachor David Thomas

31 Oct 18

Culhane Michael C

Culhane Michael C

04 Feb 14

Culhane Michael C

11 Dec 12

Culhane Michael C

26 Oct 11

Culhane Michael C

03 May 10

Fabre Fred G

Fabre Fred G

16 Dec 14

Fabre Fred G

22 Aug 14

Fabre Fred G

20 Jun 14

Fabre Fred G

04 Feb 14

Fabre Fred G

12 Dec 13

Fischhoff David A

Fischhoff David A

18 Jan 19

Fischhoff David A

14 Jan 19

Fischhoff David A

21 Dec 17

Fischhoff David A

22 Dec 16

Fischhoff David A

16 Dec 16

Fleming Mick

Fleming Mick

02 Jan 19

Fleming Mick

19 Apr 17

Fleming Mick

20 Oct 16

Fleming Mick

06 Jan 16

Fleming Mick

23 Jun 04

Gardner Danielson B.

Gardner Danielson B.

10 Oct 18

Gardner Danielson B.

03 Jan 18

Annual Statement Of Changes In Beneficial Ownership Of Securities.

14 Aug 17

Gardner Danielson B.

16 Dec 14

Gardner Danielson B.

04 Feb 14

Grewal Mark S

Grewal Mark S

06 Jan 17

Grewal Mark S

03 Jul 14

Grewal Mark S

11 Dec 12

Grewal Mark S

23 May 12

Grewal Mark S

17 Jun 10

Harvey Mark James

Harvey Mark James

28 Dec 20

Harvey Mark James

27 Mar 20

Harvey Mark James

26 Dec 17

Harvey Mark James

15 Dec 15

Harvey Mark James

05 Oct 15

Herrmann Mark

Herrmann Mark

31 Oct 24

Herrmann Mark

15 Dec 23

Herrmann Mark

15 Dec 23

Herrmann Mark

15 Dec 23

Herrmann Mark

10 Jul 23

Horton Elizabeth

Horton Elizabeth

15 Dec 23

Horton Elizabeth

15 Dec 23

Horton Elizabeth

17 Nov 23

Horton Elizabeth

25 Oct 22

Horton Elizabeth

17 Nov 21

Jury Dennis Charles

Jury Dennis Charles

09 Aug 18

Jury Dennis Charles

18 Nov 16

Jury Dennis Charles

06 Jul 16

Jury Dennis Charles

17 Jul 15

Jury Dennis Charles

16 Dec 14

Karsten Daniel Z

Karsten Daniel Z

06 Mar 15

Karsten Daniel Z

26 Oct 11

Karsten Daniel Z

03 May 10

Madere Consuelo E.

Madere Consuelo E.

06 Jan 21

Madere Consuelo E.

05 Sep 12

Madere Consuelo E.

05 Jul 12

Madere Consuelo E.

04 Aug 10

Madere Consuelo E.

28 Oct 09

Matina Alexander C

Matina Alexander C

15 Dec 23

Matina Alexander C

05 Jan 21

Matina Alexander C

02 Oct 19

Matina Alexander C

06 Jul 18

Matina Alexander C

13 May 15

Nordstrom Michael N.

Nordstrom Michael N.

22 Nov 13

Nordstrom Michael N.

11 Dec 12

Nordstrom Michael N.

05 Dec 12

Nordstrom Michael N.

26 Oct 11

Nordstrom Michael N.

03 May 10

Panter Donald M. Jr.

Panter Donald M. Jr.

06 Jul 21

Panter Donald M. Jr.

05 Jan 21

Panter Donald M. Jr.

05 Oct 20

Panter Donald M. Jr.

03 Jan 20

Panter Donald M. Jr.

16 Oct 19

Rona Jeffrey A

Rona Jeffrey A

19 Dec 23

Rona Jeffrey A

27 Feb 23

Rona Jeffrey A

04 Feb 22

Rona Jeffrey A

02 Oct 20

Rona Jeffrey A

17 Oct 14

Seidler Charles B

Seidler Charles B

28 Dec 20

Seidler Charles B

06 Feb 20

Seidler Charles B

18 Jan 19

Seidler Charles B

22 Dec 17

Seidler Charles B

11 Dec 14

Smith William S

Smith William S

15 Dec 15

Smith William S

26 May 15

Smith William S

16 Dec 14

Smith William S

11 Dec 14

Smith William S

03 Jul 14

Straus Robert D

Straus Robert D

04 May 23

Straus Robert D

18 Mar 20

Straus Robert D

06 Feb 20

Straus Robert D

14 Jan 19

Straus Robert D

12 Jan 18

Szot Matthew K

Szot Matthew K

20 May 20

Szot Matthew K

03 Jul 19

Szot Matthew K

04 Oct 16

Szot Matthew K

19 Feb 15

Szot Matthew K

03 May 10

Veneman Ann M

Veneman Ann M

05 Sep 17

Veneman Ann M

13 May 16

Veneman Ann M

04 Mar 14

Veneman Ann M

08 Feb 13

Veneman Ann M

04 Feb 11

Wickersham Grover T

Wickersham Grover T.

14 Jun 18

Wickersham Grover T

06 Jul 16

Wickersham Grover T

16 Dec 14

Wickersham Grover T

28 Dec 12

Wickersham Grover T

14 Oct 11

Willits Alan D

Willits Alan D

28 Dec 20

Willits Alan D

24 Feb 20

Willits Alan D

18 Jan 19

Willits Alan D

14 Jan 19

Willits Alan D

13 Aug 18

Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio

30 Nov 20

18 Jun 18

Amended Statement Of Beneficial Ownership Of More Than 5%.

08 Feb 18

Amended Statement Of Beneficial Ownership Of More Than 5%.

09 Feb 17

Amended Statement Of Beneficial Ownership Of More Than 5%.

11 Feb 16

Wynnefield Partners Small Cap Value Lp I

Wynnefield Partners Small Cap Value Lp I

14 Apr 21

Wynnefield Partners Small Cap Value Lp

30 May 17

Amended Statement Of Beneficial Ownership Of More Than 5%.

17 Nov 15

Wynnefield Partners Small Cap Value Lp

05 Nov 10

Wynnefield Partners Small Cap Value Lp I

04 Aug 04

Bmo Financial Corp

Amended Statement Of Beneficial Ownership Of More Than 5%.

10 Jan 13

08 Feb 11

13 Nov 06

16 Jan 04

13 Mar 96

Wolverine Asset Management Llc

11 Apr 24

Quarterly Holdings Report

13 Aug 20

Quarterly Holdings Report

13 Feb 17

Amended Statement Of Beneficial Ownership Of More Than 5%.

20 Oct 16

13 Feb 15

Drh Investments, Inc.

Quarterly Holdings Report

15 May 24

Quarterly Holdings Report

14 Nov 23

Quarterly Holdings Report

13 Feb 23

Quarterly Holdings Report

16 May 22

Quarterly Holdings Report

12 May 20

Imperial Valley Seeds, Inc.

11 Oct 12

Rmb Capital Management, Llc

14 Feb 20

Amended Statement Of Beneficial Ownership Of More Than 5%.

09 Feb 11

Amended Statement Of Beneficial Ownership Of More Than 5%.

05 Feb 10

Amended Statement Of Beneficial Ownership Of More Than 5%.

05 Feb 10

Amended Statement Of Beneficial Ownership Of More Than 5%.

05 Feb 10

Mfp Partners Lp

Mfp Partners Lp

18 Oct 21

Mfp Partners Lp

25 Nov 20

Mfp Partners Lp

12 Dec 18

Mfp Partners Lp

14 Feb 18

Mfp Partners Lp

02 Aug 17

Putnam Investments Llc

Amended Statement Of Beneficial Ownership Of More Than 5%.

14 Feb 17

Amended Statement Of Beneficial Ownership Of More Than 5%.

16 Feb 16

Amended Statement Of Beneficial Ownership Of More Than 5%.

16 Feb 16

Amended Statement Of Beneficial Ownership Of More Than 5%.

14 Feb 13

Amended Statement Of Beneficial Ownership Of More Than 5%.

10 Oct 12

Wellington Management Group Llp

12 Feb 19

12 Mar 12

14 Feb 08

12 Feb 02

13 Feb 01

Mfp Investors Llc

14 Nov 19

Mfp Partners Lp

13 Jun 17

Mfp Partners Lp

28 Sep 16

14 May 13

Amended Statement Of Beneficial Ownership Of More Than 5%.

11 Feb 11

Wellington Trust Co N A

04 Feb 22

Amended Statement Of Beneficial Ownership Of More Than 5%.

29 Jan 20

12 Feb 15

14 Feb 13

Amended Statement Of Beneficial Ownership Of More Than 5%.

11 Feb 02

Wynnefield Partners Small Cap Value Lp

Wynnefield Partners Small Cap Value Lp I

27 Nov 20

Correspondence With The Sec.

24 May 16

Wynnefield Partners Small Cap Value Lp

29 Aug 12

22 Oct 10

Amended Statement Of Beneficial Ownership Of More Than 5%.

18 Dec 03

Mccormack Riley

Mccormack Riley

10 Mar 22

Mccormack Riley

16 Jan 15

Amended Statement Of Beneficial Ownership Of More Than 5%.

05 Jan 15

Amended Statement Of Beneficial Ownership Of More Than 5%.

11 Feb 14

Amended Statement Of Beneficial Ownership Of More Than 5%.

18 Jan 13

Hudson Bay Capital Management Lp

Amended Statement Of Beneficial Ownership Of More Than 5%.

10 Oct 23

Amended Statement Of Beneficial Ownership Of More Than 5%.

04 Feb 22

Hudson Bay Capital Management Lp

07 Jan 20

Hudson Bay Capital Management Lp

01 Jun 18

Amended Statement Of Beneficial Ownership Of More Than 5%.

05 Feb 08

Sophrosyne Capital Llc

Quarterly Holdings Report

13 Nov 15

Quarterly Holdings Report

14 May 14

Amended Statement Of Beneficial Ownership Of More Than 5%.

29 Jan 14

04 Dec 12

Amended Statement Of Beneficial Ownership Of More Than 5%.

27 Nov 12

Northpointe Capital Llc

Quarterly Holdings Report

17 Apr 19

Quarterly Holdings Report

23 Jan 18

22 Aug 14

Quarterly Holdings Report

06 May 14

11 Feb 14

Vbi Vaccines Inc.

Registration Of Securities To Be Offered To Employees In Employee Benefit Plans.

20 Aug 14

Notice Of Delisting Or Failure To Satisfy A Continued Listing Rule Or Standard; Transfer Of Listing

27 Feb 14

Quarterly Filing

14 May 10

Results Of Operations And Financial Condition, Financial Statements And Exhibits

14 Nov 08

Paulson Capital Corp

22 Dec 05

Wickersham Grover T.

Wickersham Grover T.

14 Jun 18

Wickersham Grover T

06 Jul 16

Wickersham Grover T

16 Dec 14

Wickersham Grover T

28 Dec 12

Wickersham Grover T

14 Oct 11