S&W Seed Co

Agricultural Production-crops

NASDAQ.SANW

2101 Ken Pratt Blvd., Suite 201, Longmont, CO, 80501

Amount	Security	Market Value
4,250,636	COMM	$1,530,229
17,448,226	COM	$3,227,922
80	COM	$15
149,000	COM	$53,640
717,750	COM	$132,784
18,289	COM	$3,383
9,474	COM	$1,753
59,687	COM	$11,042
3,700	COM	$20,000
1,807,480	COM	$343,416
53,620	COM	$9,920
97,608	Stock	$18,057
16,342	COM	$3,023
32,476	COM	$6,008
359	COM	$66
11,000	COM	$2,035
28,750	COM	$5,319
729,135	COM	$134,890
8,000	US SMALL-CAP EQUITIES	$1,440
184,507	COM	$34,145
29,500	EQUITY	$5,458
19,464	COM	$3,601
37,497	COM	$6,937
19,381	COM	$3,585
165,315	Common Stock	$30,583
82,189	COM	$15,205
4,250,636	COMM	$1,530,229
1,909,655	COM	$687,476
15,000	COM	$5,400
38,068	COM	$13,704
16,426	COM	$5,913
9,474	COM	$3,411
258	COM	$0
32,476	COM	$11,691
19,464	COM	$7,007
729,135	COM	$262,000
59,687	COM	$21,487
194	COM	$70
97,608	Stock	$35,139
52,420	COM	$18,871
488	COM	$0
15,889	COM	$5,720
186,907	COM	$67,311
57,815	COM	$20,813
65,000	EQUITY	$23,400
149,000	COM	$53,640
46,250	COM	$16,650
717,750	COM	$258,390
383	COM	$138
80	COM	$29

Amount	Security	Market Value
4,250,636	COMM	$1,530,229
17,448,226	COM	$3,227,922
80	COM	$15
149,000	COM	$53,640
717,750	COM	$132,784
18,289	COM	$3,383
9,474	COM	$1,753
59,687	COM	$11,042
3,700	COM	$20,000
1,807,480	COM	$343,416
53,620	COM	$9,920
97,608	Stock	$18,057
16,342	COM	$3,023
32,476	COM	$6,008
359	COM	$66
11,000	COM	$2,035
28,750	COM	$5,319
729,135	COM	$134,890
8,000	US SMALL-CAP EQUITIES	$1,440
184,507	COM	$34,145
29,500	EQUITY	$5,458
19,464	COM	$3,601
37,497	COM	$6,937
19,381	COM	$3,585
165,315	Common Stock	$30,583
82,189	COM	$15,205
4,250,636	COMM	$1,530,229
1,909,655	COM	$687,476
15,000	COM	$5,400
38,068	COM	$13,704
16,426	COM	$5,913
9,474	COM	$3,411
258	COM	$0
32,476	COM	$11,691
19,464	COM	$7,007
729,135	COM	$262,000
59,687	COM	$21,487
194	COM	$70
97,608	Stock	$35,139
52,420	COM	$18,871
488	COM	$0
15,889	COM	$5,720
186,907	COM	$67,311
57,815	COM	$20,813
65,000	EQUITY	$23,400
149,000	COM	$53,640
46,250	COM	$16,650
717,750	COM	$258,390
383	COM	$138
80	COM	$29

S&w Seed Co