B. Riley Financial, Inc.

Investment Advice

NASDAQ.RILY

11100 Santa Monica Blvd, Suite 800, Los Angeles, CA, 90025

Amount	Security	Market Value
9	COM	$47
42,621	COM	$224,000
417,101	COM	$2,189,780
4,692	COM	$25
33,755	COM	$177,214
297	COM	$1,559
136,174	COM	$714,914
30,100	COM	$158,025
19,795	COM	$103,921
56,968	CMN	$299,082
244,400	COM	$1,283,100
4,000	Preferred	$49,240
574,278	COM	$3,014,960
17	COM	$89
23,656	COM	$124,194
534	COM	$2,804
40,574	COM	$213,014
17,988	COM	$94,437
13,385	COM	$70,272
516	Stock	$2,477
198,400	COM	$1,041,600
102,300	COM	$537,075
475,500	COM	$2,496,375
3,279	COM	$17,215
140,000	Pref	$1,218,000
442	COM	$2,321
405,000	COM	$2,126,250
5,601	COM	$29,405
25,200	Option	$132,300
2,380	COM	$12,495
43	COM	$226
4,122	COMMON STOCK	$21,641
6,652	COM	$34,923
3,075	COM	$16,144
8,300	COM	$43,575
188,960	COM	$992,040
12,002	COM	$63,671
20,924	COM	$109,851
9,700	COM	$50,925
21,787	Equity	$114,382
845	COMMON STOCK	$4,483
2,036	COM	$11
29,167	COM	$153,119
863	COM	$4,531
187,000	COMMON	$981,750
1,788	COM	$9,000
2,262	COM	$11,876
1,858	COM	$9,755
33,700	COM	$176,925
32,873	COM	$172,583

Amount	Security	Market Value
9	COM	$47
42,621	COM	$224,000
417,101	COM	$2,189,780
4,692	COM	$25
33,755	COM	$177,214
297	COM	$1,559
136,174	COM	$714,914
30,100	COM	$158,025
19,795	COM	$103,921
56,968	CMN	$299,082
244,400	COM	$1,283,100
4,000	Preferred	$49,240
574,278	COM	$3,014,960
17	COM	$89
23,656	COM	$124,194
534	COM	$2,804
40,574	COM	$213,014
17,988	COM	$94,437
13,385	COM	$70,272
516	Stock	$2,477
198,400	COM	$1,041,600
102,300	COM	$537,075
475,500	COM	$2,496,375
3,279	COM	$17,215
140,000	Pref	$1,218,000
442	COM	$2,321
405,000	COM	$2,126,250
5,601	COM	$29,405
25,200	Option	$132,300
2,380	COM	$12,495
43	COM	$226
4,122	COMMON STOCK	$21,641
6,652	COM	$34,923
3,075	COM	$16,144
8,300	COM	$43,575
188,960	COM	$992,040
12,002	COM	$63,671
20,924	COM	$109,851
9,700	COM	$50,925
21,787	Equity	$114,382
845	COMMON STOCK	$4,483
2,036	COM	$11
29,167	COM	$153,119
863	COM	$4,531
187,000	COMMON	$981,750
1,788	COM	$9,000
2,262	COM	$11,876
1,858	COM	$9,755
33,700	COM	$176,925
32,873	COM	$172,583

Institutional Owners