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B. Riley Financial, Inc.
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NASDAQ.RILY
11100 Santa Monica Blvd, Suite 800, Los Angeles, CA, 90025
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Material Contracts
EX-10.1
Credit Agreement, Dated August 21, 2023, Among B. Riley Financial, Inc., Br Fina
from 8-K
25 Aug 23
EX-10.1
Equity Commitment Letter, Dated As Of May 10, 2023, By And Between B. Riley Fina
from 8-K
11 May 23
EX-10.2
Limited Guarantee, Dated Of May 10, 2023, By And Between B. Riley Financial, Inc
from 8-K
11 May 23
EX-10.1
Ex-10.1
from 10-Q
29 Jul 22
EX-10.44
Third Amendment To Credit Agreement, Dated As Of December 16, 2021
from 10-K
28 Feb 22
EX-10.45
Second Incremental Amendment To Credit Agreement, Dated As Of December 17, 2021
from 10-K
28 Feb 22
EX-10.46
Prsu Grant Agreement
from 10-K
28 Feb 22
EX-10.1
Master Receivables Purchase Agreement, Dated As Of December 20, 2021, Between B.
from 8-K
22 Dec 21
EX-10.2
Servicing Agreement, Dated As Of December 20, 2021, Between B. Riley Receivables
from 8-K
22 Dec 21
EX-10.3
Form Of Director And Officer Indemnification Agreement
from 8-K
22 Dec 21
EX-10.1
Dash Medical Holdings, Llc Subscription Agreement, Dated As Of March 1, 2021, By
from 10-Q
10 May 21
EX-10.3
Joinder To Limited Liability Company Agreement, Dated As Of March 1, 2021, By An
from 10-Q
10 May 21
EX-10.4
Subordinated Working Capital Promissory Note, Dated As Of March 2, 2021, Made By
from 10-Q
10 May 21
EX-10.5
Subordination Agreement, Dated As Of March 2, 2021, Among Tree Line Capital Part
from 10-Q
10 May 21
EX-10.6
Form Of Performance Restricted Stock Unit Agreement Pursuant To The Amended And
from 10-Q
10 May 21
EX-10.7
Amendment No. 2 To Amended And Restated Credit Agreement, Dated As Of February 8
from 10-Q
10 May 21
EX-10.8
Amendment No. 3 To Amended And Restated Credit Agreement, Dated As Of March 4, 2
from 10-Q
10 May 21
EX-10.9
Amendment No. 4 To Amended And Restated Credit Agreement, Dated As Of March 26,
from 10-Q
10 May 21
EX-10.1
Second Amendment To Credit Agreement, Dated December 31, 2020
from 8-K
06 Jan 21
EX-10.1
Amendment And Restatement Agreement, Dated As Of May 14, 2020, Among B&w, Bank O
from 10-Q
03 Aug 20
EX-10.2
Fee Letter, Dated As Of May 14, 2020, Among The Company And B&w
from 10-Q
03 Aug 20
EX-10.3
Fee And Interest Equitization Agreement, Dated May 14, 2020, Between The Company
from 10-Q
03 Aug 20
EX-10.4
Termination Agreement, Dated As Of May 14, 2020, The Company And B&w And Acknowl
from 10-Q
03 Aug 20
EX-10.5
Limited Guaranty Agreement, Dated As Of May 14, 2020, Among The Company, B&w And
from 10-Q
03 Aug 20
EX-10.6
Limited Waiver, Joinder And Amendment Number Two To Credit Agreement, Dated As O
from 10-Q
03 Aug 20
EX-10.7
Joinder And Amendment Number Three To Abl Credit Agreement, Dated As Of May 1, 2
from 10-Q
03 Aug 20
EX-10.1
Commitment Letter, Dated As Of February 14, 2020, By And Between The Company And
from 10-Q
11 May 20
EX-10.2
Loan Participant Guaranty, Dated As Of February 19, 2020, By The Company In Favo
from 10-Q
11 May 20
EX-10.3
Cibc Guaranty, Dated As Of February 14, 2020, By The Company In Favor Of Cibc Ba
from 10-Q
11 May 20
EX-10.4
Amendment No. 20 To Credit Agreement, Dated As Of January 31, 2020, By And Among
from 10-Q
11 May 20
EX-10.5
Backstop Commitment Letter, Dated As Of January 31, 2020, By And Between The Com
from 10-Q
11 May 20
EX-10.4
Amendment To Amended And Restated 2009 Stock Incentive Plan
from 10-Q
01 Nov 19
EX-10.8
Amendmentno. 16 To Credit Agreement Dated April 5, 2019, By And Among Babcock &
from 10-Q
09 Aug 19
EX-10.9
Letter Agreement Dated April 5, 2019, By And Among Babcock & Wilcox Enterprises,
from 10-Q
09 Aug 19
EX-10.1
Exhibit 10.1
from 8-K
09 Apr 19
EX-10.2
Exhibit 10.2
from 8-K
09 Apr 19
EX-10.3
Exhibit 10.3
from 8-K
09 Apr 19
EX-10.4
Exhibit 10.4
from 8-K
09 Apr 19
EX-10.5
Exhibit 10.5
from 8-K
09 Apr 19
EX-10.6
Exhibit 10.6
from 8-K
09 Apr 19
EX-10.7
Exhibit 10.7
from 8-K
09 Apr 19
EX-10.1
Exhibit 10.1
from 8-K
07 Feb 19
EX-10.1
Exhibit 10.1
from 8-K
31 Jul 18
EX-10.1
Exhibit 10.1
from 8-K
16 Jul 18
EX-10.2
Exhibit 10.2
from 8-K
16 Jul 18
EX-10.3
Exhibit 10.3
from 8-K
16 Jul 18
EX-10.4
Exhibit 10.4
from 8-K
16 Jul 18
EX-10.1
Exhibit 10.1
from 8-K
20 Jun 18
EX-10.2
Exhibit 10.2
from 8-K
20 Jun 18
EX-10.3
Exhibit 10.3
from 8-K
20 Jun 18
EX-10.4
Exhibit 10.4
from 8-K
20 Jun 18
EX-10.5
Exhibit 10.5
from 8-K
20 Jun 18
EX-10.6
Exhibit 10.6
from 8-K
20 Jun 18
EX-10.42
Exhibit 10.42
from 10-K
14 Mar 18
EX-10.1
Exhibit 10.1
from 8-K
16 Jan 18
EX-10.1
Exhibit 10.1
from 8-K
05 Jan 18
EX-10.2
Exhibit 10.2
from 8-K
05 Jan 18
EX-10.3
Exhibit 10.3
from 8-K
05 Jan 18
EX-10.4
Exhibit 10.4
from 8-K
05 Jan 18
EX-10.2
Exhibit 10.2
from 10-Q
08 Aug 17
EX-10.3
Exhibit 10.3
from 10-Q
08 Aug 17
EX-10.9
Exhibit10.9
from 10-Q
08 Aug 17
EX-10.10
Exhibit 10.10
from 10-Q
08 Aug 17
EX-10.1
Ex-10.1
from 8-K
01 Jun 17
EX-10.1
Exhibit 10.1
from 10-Q
10 May 17
EX-10.1
Exhibit 10.1
from 8-K
27 Apr 17
EX-10.1
Exhibit 10-
from 10-Q
05 Aug 16
EX-10.1
Ex-10.1
from 8-K
10 May 16
EX-10.1
Exhibit 10.1
from 8-K
18 Aug 15
EX-10.1
Exhibit 10.1
from 10-Q
11 Aug 15
EX-10.2
Exhibit 10.2
from 10-Q
11 Aug 15
EX-10.3
Exhibit 10.3
from 10-Q
11 Aug 15
EX-10.4
Exhibit 10.4
from 10-Q
11 Aug 15
EX-10.1
S100380_ex10-1
from 8-K
09 Oct 14
EX-10.8
Ex-10.8
from 10-Q
14 Aug 14
EX-10.1
Exhibit 10.1
from 8-K
18 Jun 14
EX-10.1
Exhibit 10.1
from 8-K
19 Jul 13
EX-10.2
Exhibit 10.2
from 8-K
19 Jul 13
EX-10.1
Form Of Waiver To Subordinated Unsecured Promissory Note
from 8-K
04 Aug 11
EX-10.2
Form Of Amendment No. 2 To Subordinated Unsecured Promissory Note
from 8-K
04 Aug 11
EX-10.1
Loan And Security Agreement
from 8-K
26 May 11
EX-10.1
Waiver And Second Amendment To Credit Agreement
from 10-Q
16 May 11
EX-10.6
Amended And Restated Credit Agreement
from 10-K
31 Mar 11
EX-10.7
Amended And Restated Guaranty
from 10-K
31 Mar 11
EX-10.30
Form Of Waiver
from 10-K
31 Mar 11
EX-10.1
Exhibit 10.1
from 10-Q
15 Nov 10
EX-10.1
Form Of Amendment No. 1 - Great American Members
from 8-K
07 May 10
EX-10.2
Form Of Amendment No. 1 - Phantom Equityholders
from 8-K
07 May 10
EX-10.28
Form Of Restricted Share Unit Award Agreement
from S-4
22 Sep 09
EX-10.1
Credit Agreement, Dated As Of May 29, 2008
from 10-Q
31 Aug 09
EX-10.2
Great American Group, Llc Guaranty
from 10-Q
31 Aug 09
EX-10.3
Security Agreement, Dated As Of May 29, 2008
from 10-Q
31 Aug 09
EX-10.4
Non-notification Factoring And Security Agreement
from 10-Q
31 Aug 09
EX-10.5
Credit Agreement, Dated As Of October 21, 2008
from 10-Q
31 Aug 09
EX-10.6
First Amendment To Credit Agreement
from 10-Q
31 Aug 09
EX-10.7
First Amended And Restated Limited Guaranty
from 10-Q
31 Aug 09
EX-10.8
Security Agreement, Dated As Of October 21, 2008
from 10-Q
31 Aug 09
EX-10.9
Credit Agreement, Dated As Of October 25, 2000
from 10-Q
31 Aug 09
EX-10.10
First Amendment To Credit Agreement
from 10-Q
31 Aug 09
EX-10.11
Second Amendment To Credit Agreement
from 10-Q
31 Aug 09
EX-10.12
Security Agreement, Dated As Of October 25, 2000
from 10-Q
31 Aug 09
EX-10.13
Form Of Promissory Note
from 10-Q
31 Aug 09
EX-10.25
Form Of Phantom Equityholder Amendment Agreement And Release
from 10-Q
31 Aug 09
EX-10.26
Form Of Phantom Equityholder Acknowledgement To Amendment No. 3
from 10-Q
31 Aug 09
EX-10.27
Great American Group, Inc. Amended And Restated 2009 Stock Incentive Plan
from 10-Q
31 Aug 09
EX-10.28
Sixth Amended And Restated Operating Agreement
from 10-Q
31 Aug 09
EX-10.29
Operating Agreement For Great American Group Machinery & Equipment, Llc
from 10-Q
31 Aug 09
EX-10.1
Employment Agreement - Yellen
from 8-K
06 Aug 09
EX-10.2
Employment Agreement - Gumaer
from 8-K
06 Aug 09
EX-10.3
Employment Agreement - Erickson
from 8-K
06 Aug 09
EX-10.4
Employment Agreement - Carpenter
from 8-K
06 Aug 09
EX-10.5
Registration Rights Agreement
from 8-K
06 Aug 09
EX-10.6
Escrow Agreement
from 8-K
06 Aug 09
EX-10.7
Form Of Lock-up Agreement
from 8-K
06 Aug 09
EX-10.10
Amendment To Letter Agreement
from 8-K
06 Aug 09
EX-10.11
Form Of Director And Officer Indemnification Agreement
from 8-K
06 Aug 09
EX-10.12
2009 Stock Incentive Plan
from 8-K
06 Aug 09
EX-10.1
Amendment No. 3 To The Agreement And Plan Of Reorganization
from 8-K
30 Jul 09
EX-10.1
Amendment No. 3 To The Agreement And Plan Of Reorganization
from 425
30 Jul 09
EX-10.6
Form Of Registration Rights Agreement
from S-4/A
10 Jul 09