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Waddell & Reed Financial Inc
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Security Brokers, Dealers & Flotation Companies
6300 Lamar Ave, Overland Park, KS, 66202-4200
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Latest Filings – Non-Ownership
15-12B
Certification Of Termination Of Registration Of A Class Of Securities Under The Exchange Act.
13 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
25-NSE
Notification Filed By National Securities Exchanges Of The Removal From Listing And Registration Of Matured, Redeemed Or Retired Securities.
03 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
8-K
Termination Of A Material Definitive Agreement, Completion Of Acquisition Or Disposition Of Assets, Notice Of Delisting Or Failure To Satisfy A Continued Listing Rule Or Standard; Transfer Of Listing, Material Modifications To Rights Of Security Holders, Changes In Control Of Registrant, Departure Of Directors Or Certain Officers; Election Of Directors; Appointment Of Certain Officers: Compensatory Arrangements Of Certain Officers, Amendments To Articles Of Incorporation Or Bylaws; Change In Fiscal Year, Financial Statements And Exhibits
30 Apr 21
10-Q
Quarterly Filing
29 Apr 21
10-K/A
Fiscal Year 2020
29 Apr 21
8-K
Other Events
21 Apr 21
8-K
Regulation Fd Disclosure, Financial Statements And Exhibits
13 Apr 21
8-K
Entry Into A Material Definitive Agreement, Other Events, Financial Statements And Exhibits
05 Apr 21
8-K
Other Events
25 Mar 21
8-K
Submission Of Matters To A Vote Of Security Holders
23 Mar 21
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
15 Mar 21
8-K
Regulation Fd Disclosure, Financial Statements And Exhibits
10 Mar 21
10-K
Fiscal Year 2020
19 Feb 21
DEFM14A
Definitive Information Statement Relating To Merger Or Acquisition.
17 Feb 21
8-K
Regulation Fd Disclosure, Financial Statements And Exhibits
10 Feb 21
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
05 Feb 21
Latest Filings – Ownership
13F-HR
Quarterly Holdings Report
12 May 21
4
Scupham Amy J.
30 Apr 21
4
Bloss Brent K
30 Apr 21
4
Gasaway Sharilyn S
30 Apr 21
4
Walton Jerry W
30 Apr 21
4
Logue Dennis E
30 Apr 21
4
Buyle Mark P.
30 Apr 21
4
Kline Katherine M. A.
30 Apr 21
4
Sanders Philip James
30 Apr 21
4
Hanson Daniel P
30 Apr 21
4
Jessee James A.
30 Apr 21
4
Daley Michael John
30 Apr 21
4
Mihal Shawn M.
30 Apr 21
4
Clouse Benjamin R
30 Apr 21
4
Morrissey Michael F
30 Apr 21
4
Andrade Kathie J.
30 Apr 21
4
Godlasky Thomas C
30 Apr 21
4
Rackers Christopher W.
30 Apr 21
4/A
Daley Michael John
22 Apr 21
4
Sanders Philip James
12 Mar 21