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Waddell & Reed Financial Inc
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Security Brokers, Dealers & Flotation Companies
6300 Lamar Ave, Overland Park, KS, 66202-4200
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Prospectuses and Registrations
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
25-NSE
Notification Filed By National Securities Exchanges Of The Removal From Listing And Registration Of Matured, Redeemed Or Retired Securities.
03 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 May 21
S-8
Registration Of Securities To Be Offered To Employees In Employee Benefit Plans.
04 May 20
S-8 POS
Post-effective Amendment To An S-8 Filing.
30 Aug 19
Financials
10-Q
Quarterly Filing
29 Apr 21
10-K
Fiscal Year 2020
19 Feb 21
10-Q
Quarterly Filing
30 Oct 20
10-Q
Quarter 2
31 Jul 20
10-Q
Quarterly Filing
01 May 20
10-K
Fiscal Year 2019
21 Feb 20
10-Q
Quarterly Filing
01 Nov 19
Other
15-12B
Certification Of Termination Of Registration Of A Class Of Securities Under The Exchange Act.
13 May 21
10-K/A
Fiscal Year 2020
29 Apr 21
DEFM14A
Definitive Information Statement Relating To Merger Or Acquisition.
17 Feb 21
PREM14A
Preliminary Proxy Statement Relating To Merger Or Acquisition.
22 Jan 21
5
Annual Statement Of Changes In Beneficial Ownership Of Securities.
11 Jan 19
15-12B
Certification Of Termination Of Registration Of A Class Of Securities Under The Exchange Act.
20 Feb 18
8-A12B/A
Amended Short-form Registration Statement For Securities To Be Issued Against Other Than Cash.
20 Feb 18
Proxies
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
15 Mar 21
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
05 Feb 21
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
03 Feb 21
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
04 Dec 20
DFAN14A
Definitive Information Statement By Non-management.
03 Dec 20
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
02 Dec 20
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
02 Dec 20
Ownership
13F-HR
Quarterly Holdings Report
12 May 21
4
Scupham Amy J.
30 Apr 21
4
Bloss Brent K
30 Apr 21
4
Gasaway Sharilyn S
30 Apr 21
4
Walton Jerry W
30 Apr 21
4
Logue Dennis E
30 Apr 21
4
Buyle Mark P.
30 Apr 21
News
8-K
Termination Of A Material Definitive Agreement, Completion Of Acquisition Or Disposition Of Assets, Notice Of Delisting Or Failure To Satisfy A Continued Listing Rule Or Standard; Transfer Of Listing, Material Modifications To Rights Of Security Holders, Changes In Control Of Registrant, Departure Of Directors Or Certain Officers; Election Of Directors; Appointment Of Certain Officers: Compensatory Arrangements Of Certain Officers, Amendments To Articles Of Incorporation Or Bylaws; Change In Fiscal Year, Financial Statements And Exhibits
30 Apr 21
8-K
Other Events
21 Apr 21
8-K
Regulation Fd Disclosure, Financial Statements And Exhibits
13 Apr 21
8-K
Entry Into A Material Definitive Agreement, Other Events, Financial Statements And Exhibits
05 Apr 21
8-K
Other Events
25 Mar 21
8-K
Submission Of Matters To A Vote Of Security Holders
23 Mar 21
8-K
Regulation Fd Disclosure, Financial Statements And Exhibits
10 Mar 21