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Legg Mason, Inc.
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Investment Advice
100 International Drive, Baltimore, MD, 21202
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Prospectuses and Registrations
25
Notification Of The Removal From Listing And Registration Of Matured, Redeemed Or Retired Securities.
10 Aug 20
POSASR
Automatic Shelf Registration Statement Of Securities For Resale.
03 Aug 20
POS AM
Post-effective Amendment To An S-1 Or Other Registration Form.
03 Aug 20
S-8 POS
Post-effective Amendment To An S-8 Filing.
03 Aug 20
POS AM
Post-effective Amendment To An S-1 Or Other Registration Form.
03 Aug 20
POSASR
Automatic Shelf Registration Statement Of Securities For Resale.
03 Aug 20
POS AM
Post-effective Amendment To An S-1 Or Other Registration Form.
03 Aug 20
Financials
10-Q
Quarterly Filing
31 Jul 20
10-K
Fiscal Year 2020
29 May 20
10-Q
Quarterly Filing
05 Feb 20
10-Q
Quarterly Filing
08 Nov 19
10-Q
Quarterly Filing
06 Aug 19
10-K
Fiscal Year 2019
24 May 19
10-Q
Quarterly Filing
05 Feb 19
Other
11-K
Annual Report Of Employee Stock Purchase, Savings, And Similar Plans.
28 Jun 21
11-K
Annual Report Of Employee Stock Purchase, Savings, And Similar Plans.
21 Jun 21
15-12B
Certification Of Termination Of Registration Of A Class Of Securities Under The Exchange Act.
21 Aug 20
15-12B
Certification Of Termination Of Registration Of A Class Of Securities Under The Exchange Act.
21 Aug 20
EFFECT
Notice Of Effectiveness For A Previously Filed Sec Document.
06 Aug 20
EFFECT
Notice Of Effectiveness For A Previously Filed Sec Document.
06 Aug 20
EFFECT
Notice Of Effectiveness For A Previously Filed Sec Document.
06 Aug 20
Ownership
4
Legg Mason, Inc.
05 Aug 21
4
Legg Mason, Inc.
04 Feb 21
13F-HR
Quarterly Holdings Report
14 Aug 20
4
Lattin Patricia
04 Aug 20
4
Quirk Alison A.
04 Aug 20
4
Sullivan Joseph A
04 Aug 20
4
Davidson Carol Anthony
04 Aug 20
News
8-K
Termination Of A Material Definitive Agreement, Completion Of Acquisition Or Disposition Of Assets, Notice Of Delisting Or Failure To Satisfy A Continued Listing Rule Or Standard; Transfer Of Listing, Material Modifications To Rights Of Security Holders, Changes In Control Of Registrant, Departure Of Directors Or Certain Officers; Election Of Directors; Appointment Of Certain Officers: Compensatory Arrangements Of Certain Officers, Amendments To Articles Of Incorporation Or Bylaws; Change In Fiscal Year, Financial Statements And Exhibits
31 Jul 20
8-K
Results Of Operations And Financial Condition, Regulation Fd Disclosure, Financial Statements And Exhibits
27 Jul 20
8-K
Other Events, Financial Statements And Exhibits
17 Jul 20
8-K
Submission Of Matters To A Vote Of Security Holders
15 May 20
8-K
Other Events
06 May 20
8-K
Departure Of Directors Or Certain Officers; Election Of Directors; Appointment Of Certain Officers: Compensatory Arrangements Of Certain Officers, Financial Statements And Exhibits
01 May 20
8-K
Results Of Operations And Financial Condition, Regulation Fd Disclosure, Financial Statements And Exhibits
29 Apr 20
Proxies
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
06 May 20
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
19 Feb 20
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
18 Feb 20
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
18 Feb 20
DFAN14A
Definitive Information Statement By Non-management.
18 Feb 20
DEFA14A
Additional Definitive Proxy Soliciting Materials And Rule 14(a)(12) Material.
18 Feb 20
DEF 14A
Definitive Proxy Statement Provided In Advance Of A Shareholder Meeting.
20 Jun 19