First Trust Capital Management L.P.

225 W. Wacker Drive, 21st Floor, Chicago, IL, 60606

Latest Filings – Non-Ownership

N-PX

30 Aug 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

10 May 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

10 May 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

10 May 24

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

07 Feb 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

15 May 23

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

15 May 23

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

19 Jan 23

40-APP

Application For Exemption Under The Investment Company Act.

23 Aug 22

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

21 Jun 18

40-APP

Application For Exemption Under The Investment Company Act.

17 Apr 18

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

30 Jun 17

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

08 Mar 17

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

02 Mar 17

40-APP

Application For Exemption Under The Investment Company Act.

21 Oct 16

40-APP

Application For Exemption Under The Investment Company Act.

Amendment To Application Or Declaration Under The Investment Company Act.

08 Aug 14

Latest Filings – Non-Ownership

N-PX

30 Aug 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

10 May 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

10 May 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

10 May 24

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

07 Feb 24

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

15 May 23

5

Annual Statement Of Changes In Beneficial Ownership Of Securities.

15 May 23

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

19 Jan 23

40-APP

Application For Exemption Under The Investment Company Act.

23 Aug 22

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

21 Jun 18

40-APP

Application For Exemption Under The Investment Company Act.

17 Apr 18

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

30 Jun 17

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

08 Mar 17

40-APP/A

Amendment To Application Or Declaration Under The Investment Company Act.

02 Mar 17

40-APP

Application For Exemption Under The Investment Company Act.

21 Oct 16

40-APP

Application For Exemption Under The Investment Company Act.

Amendment To Application Or Declaration Under The Investment Company Act.

08 Aug 14

First Trust Capital Management L.p.

First Trust Capital Management L.p.

Latest Filings – Non-Ownership

Latest Filings – Ownership

Latest Filings – Non-Ownership

Latest Filings – Ownership