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Tradewinds Global Investors, Llc
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2049 Century Park East, 20th Floor, Los Angeles, CA, 90067
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Prospectuses and Registrations
S-4/A
Amendment To The S-4 Registration Statement.
02 Jul 14
S-4
Registration Statement For Securities Issued In Business Combination Transactions.
13 Mar 14
D
Notice Of An Exempt Offering Of Securities Under Regulation D.
09 Apr 12
424B3
Prospectus Filed Pursuant To Rule 424(b)(3).
16 Nov 09
424B3
Prospectus Filed Pursuant To Rule 424(b)(3).
10 Nov 09
S-4/A
Amendment To The S-4 Registration Statement.
29 Oct 09
S-4/A
Amendment To The S-4 Registration Statement.
09 Oct 09
Other
D/A
Amended Notice Of An Exempt Offering Of Securities Under Regulation D.
11 Mar 15
D/A
Amended Notice Of An Exempt Offering Of Securities Under Regulation D.
09 Apr 13
APP WD
03 Mar 10
EFFECT
Notice Of Effectiveness For A Previously Filed Sec Document.
10 Nov 09
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
04 Aug 09
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
10 Jun 09
40-APP
Application For Exemption Under The Investment Company Act.
03 Jun 09
Ownership
13F-HR
Quarterly Holdings Report
14 Nov 16
13F-HR
Quarterly Holdings Report
10 Aug 16
13F-HR
Quarterly Holdings Report
11 May 16
13F-HR
Quarterly Holdings Report
12 Feb 16
13F-HR
Quarterly Holdings Report
16 Nov 15
13F-HR
Quarterly Holdings Report
12 Aug 15
13F-HR
Quarterly Holdings Report
14 May 15