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Advisors Asset Management, Inc.
Watch
18925 Base Camp Road, Monument, CO, 80132
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Ownership by Owner
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Latest Filings – Non-Ownership
APP NTC
27 Feb 19
APP ORDR
27 Feb 19
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
03 May 18
40-APP
Application For Exemption Under The Investment Company Act.
11 Oct 17
APP ORDR
29 Apr 16
APP ORDR
04 Apr 16
APP NTC
01 Apr 16
APP NTC
30 Mar 16
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
13 Jan 16
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
12 Nov 15
APP NTC
20 Oct 15
40-APP
Application For Exemption Under The Investment Company Act.
20 Aug 15
40-APP
Application For Exemption Under The Investment Company Act.
20 Aug 15
40-APP
Application For Exemption Under The Investment Company Act.
20 Aug 15
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
20 Feb 09
40-APP/A
Amendment To Application Or Declaration Under The Investment Company Act.
24 Nov 08
REGDEX
Form D Notice Of An Exempt Offering Of Securities Under Regulation D.
17 Jul 07
40-6C/A
13 Aug 04
40-6C/A
13 Aug 04
40-6C/A
05 Aug 04
Latest Filings – Ownership
13F-HR
Quarterly Holdings Report
08 Nov 24
SC 13G/A
10 Oct 24
13F-HR
Quarterly Holdings Report
14 Aug 24
SC 13G
10 Jul 24
13F-HR
Quarterly Holdings Report
14 May 24
13F-HR
Quarterly Holdings Report
14 Feb 24
SC 13G/A
29 Jan 24
13F-HR
Quarterly Holdings Report
14 Nov 23
13F-HR
Quarterly Holdings Report
14 Aug 23
SC 13G
09 Aug 23
13F-HR
Quarterly Holdings Report
12 May 23
SC 13G/A
Amended Statement Of Beneficial Ownership Of More Than 5%.
10 Apr 23
13F-HR
Quarterly Holdings Report
13 Feb 23
SC 13G/A
Amended Statement Of Beneficial Ownership Of More Than 5%.
18 Jan 23
13F-HR
Quarterly Holdings Report
08 Nov 22
13F-HR
Quarterly Holdings Report
08 Aug 22
SC 13G/A
Amended Statement Of Beneficial Ownership Of More Than 5%.
10 Jun 22
13F-HR
Quarterly Holdings Report
17 May 22
SC 13G
10 May 22
13F-HR
Quarterly Holdings Report
15 Feb 22